How Control Frameworks document compliance with Sarbanes Oxley (SOX), Section 404

Some of these sessions are too basic - this one had a good mix of basic and details. The tips are helpful. One comment: a little more discussion regarding the use of Detection in FMEAs would be useful since many do not advocate its use. Thanks,

I especially liked that the Q&A session after the webinar was long enough to not only address my own questions but also to learn from the questions from the other participants in the webinar.

Very thorough understanding of the history/progression of the guidances, and very helpful evaluation of current and potential directions. Excellent presentation skills, very engaging.

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How Control Frameworks document compliance with Sarbanes Oxley (SOX), Section 404

How Control Frameworks document compliance with Sarbanes Oxley (SOX), Section 404

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Instructor : Bernice Russell Bond

Product Id : 600040

Overview: Many have questioned whether the Sarbanes-Oxley law requirements can be met in a cost-efficient manner.

Absorbing the first-year lessons â€” and, going forward, is a challenge facing all public companies as they prepare to meet quarterly and annual reporting requirements. And further challenges will arise as new compliance issues emerge and PCAOB regulations evolve.

Areas Covered in the Session:

Responsibilities of the PCAOB
How to determine processes in scope for SOX
Creating a Risk Inventory
Who is responsible to documenting and testing Internal Controls
Difference between preventive and detective controls
Sample Size and Testing frequency

Who Will Benefit:

Business Process owners for processes that support financial reporting.
Process owner of systems that support Financial Reporting
Sarbanes Oxley compliance personnel
Internal auditors (Financial and IT)

As President of BRUSSELL Consulting, Inc (BCI), Bernice brings over fifteen years of business operations, risk management, audit and compliance experience. She has worked for business, legal, audit, and IT management groups within various industries including manufacturing, financial and pharmaceutical. She has acquired practical insights, exposure to leading compliance practices, and seasoned judgment based on her work supporting the Compliance and IT Groups of Global Companies. In addition to her experience, Bernice also has the following academic credentials: B.S. in Accounting from Hampton University and an M.B.A with an emphasis in Technology Management from the University of Phoenix.

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